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Excavation-induced stress release and ground improvement depth in normally consolidated rock, transitional rock, and soil media

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Abstract

Excavation-induced stress-release governs the mechanical response of geomaterials and may influence ground deformation and foundation performance beneath excavation bases. Although the concept of normal consolidation is commonly associated with soils, stress-states governed primarily by present overburden conditions may also occur in transitional rock and rock masses. This study presents a simplified analytical framework for evaluating excavation-induced stress redistribution and for defining preliminary ground-improvement depth envelopes in normally consolidated geomaterials. The proposed formulation is based on a one-dimensional reference stress framework governed by self-weight and reformulates the overconsolidation ratio (OCR) to represent excavation-induced stress-release as a normalized indicator of unloading. Within this framework, the depth at which the normalized OCR approaches unity is expressed as a function of excavation depth, defining an asymptotic analytical limit associated with the attenuation of excavation-induced stress redistribution. For normally consolidated soils, this limiting depth is approximately proportional to excavation depth (≈ 201·ED), which should be interpreted as a theoretical upper-bound envelope rather than a physically mobilized disturbance depth. The analytical framework is used to derive preliminary expressions for estimating ground-improvement depth in soils and to define ratio-based influence envelopes for transitional rock and rock environments. The proposed relationships are intended as screening-level engineering indicators that translate excavation depth and structural importance into rational ranges of ground-improvement depth. Although real excavation behaviour is governed by complex three-dimensional processes, recognition of such asymptotic stress-release envelopes may provide useful insight into the potential extent of excavation influence zone and support preliminary design assessment.

Original languageEnglish
Article number352
JournalBulletin of Engineering Geology and the Environment
Volume85
Issue number6
DOIs
Publication statusPublished - Jun 2026

Bibliographical note

Publisher Copyright:
© The Author(s) 2026.

Keywords

  • Excavation-induced stress-release
  • Ground improvement depth
  • Normally consolidated media
  • Overconsolidation ratio (OCR)
  • Rock–soil transition

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